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Senior Counsel, Enforcement
General Function Under limited supervision, investigates alleged instances of misconduct under CFP Board’s Code of Ethics and Standards of Conduct and, where appropriate, prosecutes misconduct before CFP Board’s Disciplinary and Ethics Commission. Essential Functions Efficiently and effectively investigates, researches, and analyzes alleged violations of CFP Board’s Code of Ethics and Standards of Conduct Provides guidance to Senior Analyst, Enforcement, Counsel, Enforcement and other department personnel on the handling of investigations and complaints Identifies and expedites target
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Wisconsin Society of Association Executives
1818 Parmenter Street
Suite 300
Middleton, WI 53562
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1818 Parmenter Street
Suite 300
Middleton, WI 53562
Privacy Policy
Phone: (608) 310-7850
Fax: (608) 251-5941
Wisconsin Society of Association Executives
Fax: (608) 251-5941
Wisconsin Society of Association Executives
Copyright © 2020 Wisconsin Society of Association Executives. All rights reserved.
